Distinguish between civil liberties and civil rights, and determine whether constitutional devices intended to provide equality under the law have been successful

Overview: Chapter 5

Equal Rights: Struggling Toward Fairness 

Chapter Goals
The chapter addresses the following goals:

  • Distinguish between civil liberties and civil rights, and determine whether constitutional devices intended to provide equality under the law have been successful.
  • Describe the impact and evolving interpretation of the Fourteenth Amendment on individual equality.
  • Detail the provisions of the Civil Rights Acts of 1964 and 1968, and the Voting Rights Act of 1964, and describe the debate over and current state of affirmative action.
  • Distinguish among reasonable basis, strict scrutiny, and intermediate (or almost suspect) scrutiny, and comment on the implicit assumptions about appropriate means and ends that underlie each.
  • Trace the development of measures to promote racial equality in America, concentrating on the most significant milestones and analyzing the actions that proved necessary in order to achieve them.
  • Discuss the similarities and differences among the dilemmas faced, strategies implemented, and rewards gained by the respective struggles for African Americans, women, and other historically disadvantaged groups in the United States.

Focus and Main Points
The focus of this chapter is on civil rights and equality. All individuals have the right of equal protection of the laws and equal access to society’s opportunities and public facilities. This chapter examines the major laws relating to equality, and the conditions that led to their adoption. The chapter concludes with a brief look at some of the continuing challenges facing America’s historically disadvantaged groups.

The chapter emphasizes these points:

  • Americans have attained substantial equality under the law. In purely legal terms, although not always in practice, they have equal protection under the laws, equal access to accommodations and housing, and an equal right to vote.
  • Legal equality for all Americans has not resulted in de facto equality. African Americans, women, Hispanic Americans, and other traditionally disadvantaged groups have a disproportionately small share of America’s opportunities and benefits. However, the issue of what, if anything, government should do to deal with this problem is a major source of contention.
  • Disadvantaged groups have had to struggle for equal rights. African Americans, women, Native Americans, Hispanic Americans, Asian Americans, and a number of other groups have had to fight for their rights in order to achieve a fuller measure of equality.

Chapter Outline
I.   Equality through Law

  1. The Fourteenth Amendment: Equal Protection
      1. Segregation in the Schools
      2. Judicial Tests of Equal Protection
      3. The Civil Rights Act of 1964
        1. The Black Civil Rights Movement
        2. The Movement for Women’s Rights
        3. Hispanic Americans and the Farm Workers’ Strikes
        4. Native Americans and Their Long-Delayed Rights
        5. Asian Americans and Immigration
        6. The Voting Rights Act of 1965
          D.   The Civil Rights Act of 1968
          E.   Affirmative Action
        7. The Continuing Struggle for Equality
        8. African Americans
          B.   Women
          C.   Native Americans
          D.   Hispanic Americans
          E.   Asian Americans
          F.   Gays and Lesbians
          G.   Other Disadvantaged Groups

III.   Discrimination: Surface Differences, Deep Divisions

Chapter Summary
During the past half-century, the United States has undergone a revolution in the legal status of its traditionally disadvantaged groups, including African Americans, women, Native Americans, Hispanic Americans, and Asian Americans. Such groups are now provided equal protection under the law in areas such as education, employment, and voting. Discrimination by race, sex, and ethnicity has not been eliminated from American life, but it is no longer substantially backed by the force of law. This advance was achieved against strong resistance from established interests, which only begrudgingly and slowly responded to demands for equality in law.

Traditionally disadvantaged Americans have achieved fuller equality primarily as a result of their struggle for greater rights. The Supreme Court has been an instrument of change for disadvantaged groups. Its ruling in Brown v. Board of Education (1954), in which racial segregation in public schools was declared a violation of the Fourteenth Amendment’s equal-protection clause, was a major breakthrough in equal rights. Through its affirmative action and other rulings, such as those providing equal access to the vote, the Court has also mandated the active promotion of social, political, and economic equality. However, because civil rights policy involves large issues concerned with social values and the distribution of society’s opportunities and benefits, questions of civil rights are inherently contentious. For this reason, legislatures and executives have been deeply involved in such issues. The history of civil rights includes landmark legislation, such as the 1964 Civil Rights Act and 1965 Voting Rights Act.

In more recent decades, civil rights issues have receded from the prominence they enjoyed during the 1960s. The scope of affirmative action programs has narrowed, and the use of forced busing to achieve racial integration in America’s public schools has been nearly eliminated. At the same time, new issues have emerged, including the question of whether same-sex couples will have the same rights as opposite-sex couples.

The legal gains of disadvantaged groups over the past half-century have not been matched by material gains. Although progress in areas such as education, income, and health care have been made, it has been slow. Tradition, prejudice, and the sheer difficulty of social, economic, and political progress stand as formidable obstacles to achieving a more equal America.

Explain why issues of constitutional individual rights or civil liberties have become more complex in contemporary times

Overview: Chapter 4

Civil Liberties: Protecting Individual Rights 

Chapter Goals
The chapter addresses the following goals:

  • Explain why issues of constitutional individual rights or civil liberties have become more complex in contemporary times.
  • Detail the development of selective incorporation as it relates to the Fourteenth Amendment and what it means for individual rights in the states.
  • Trace the evolution of the Supreme Court’s interpretation of the right of free expression through both the early and modern periods. Important concepts such as prior restraint, libel, and slander should also be understood. Discuss the extension of its guarantees to state governments through the Fourteenth Amendment.
  • Outline the historical development of the federal judiciary’s application of due process protections.
  • Review key Supreme Court decisions relating to the right of privacy.
  • Discuss the significance of the establishment and free exercise clauses in relation to freedom of religion.
  • Explain how the rights of the accused have been protected through Supreme Court rulings. Detail the protections encountered at various stages of the criminal justice system, from the suspicion phase through appeal.
  • Describe the changes that the war on terrorism has brought to the protection of individual rights.
  • Summarize the role of the courts in a free society.

Focus and Main Points
The author focuses on civil liberties issues in this chapter. He examines a range of specific individual rights and their evolution over time. These rights include freedom of speech, religion, and privacy. However, these rights are constantly being balanced against competing individual rights and society’s collective interests, making these increasingly complex and important in contemporary American politics.

The main points of this chapter are as follows:

  • Freedom of expression is the most basic of democratic rights, but like all rights, it is not unlimited.
  • “Due process of law” refers to legal protections (primarily procedural safeguards) designed to ensure that individual rights are respected by government.
  • Over the course of the nation’s history, Americans’ civil liberties have been broadened in law and more fully protected by the courts. Of special significance has been the Supreme Court’s use of the Fourteenth Amendment to protect individual rights from action by state and local governments.
  • Individual rights are constantly being weighed against the demands of majorities and the collective needs of society. All political institutions are involved in this process, as is public opinion, but the judiciary plays a central role and is the institution that is typically most protective of civil liberties.

Chapter Outline
I.   The Bill of Rights, the Fourteenth Amendment, and Selective Incorporation

  1. Freedom of Expression
  2. Free Speech
    B.   Free Assembly
    C.   Press Freedom and Libel Law

III.   Freedom of Religion

  1. The Establishment Clause
    B.   The Free-Exercise Clause
  2. The Right to Bear Arms
  3. The Right of Privacy
  4. Abortion
    B.   Consensual Sexual Relations among Same-Sex Adults
  5. Rights of Persons Accused of Crimes
  6. Suspicion Phase: Unreasonable Search and Seizure
    B.   Arrest Phase: Protection against Self-Incrimination
    C.   Trial Phase: The Right to a Fair Trial
      1. Legal Counsel and Impartial Jury
      2. The Exclusionary Rule
      3. Sentencing Phase: Cruel and Unusual Punishment
        E.   Appeal: One Chance, Usually
        F.   Crime, Punishment, and Police Practices

VII.   Rights and the War on Terrorism

  1.   Detention of Enemy Combatants
    B.   Surveillance of Suspected Terrorists

VIII.   The Courts and a Free Society

Chapter Summary
The Bill of Rights was added to the Constitution shortly after its ratification. These amendments guarantee certain political, procedural, and property rights against infringement by the national government.

The guarantees embodied in the Bill of Rights originally applied only to the national government. Under the principle of selective incorporation of these guarantees using the Fourteenth Amendment, the courts extended them to state governments, though the process was slow and uneven. In the 1920s and 1930s, First Amendment guarantees of freedom of expression were given protection from infringement by the states. The states continued to have wide discretion in criminal proceedings until the early 1960s, when most of the fair-trial rights in the Bill of Rights were given federal protection.

Freedom of expression is the most basic of democratic rights. People are not free unless they can freely express their views. Nevertheless, free expression may conflict with the nation’s security needs during times of war and insurrection. The courts at times have allowed government to limit expression substantially for purposes of national security. In recent decades, however, the courts have protected a wide range of free expression in the areas of speech, press, and religion. They have also established a right of privacy, which in some areas, such as abortion, remains a source of controversy and judicial action.

Due process of law refers to legal protections that have been established to preserve individual rights. The most significant form of these protections consists of procedures designed to ensure that an individual’s rights are upheld (for example, the right of an accused person to have an attorney present during police interrogation). A major controversy in this area is the breadth of the exclusionary rule, which bars the use in trials of illegally obtained evidence.

The war on terrorism that began after the attacks on September 11, 2001, has raised new issues of civil liberties, including the detention of enemy combatants, the use of harsh interrogation techniques, and warrantless surveillance. The Supreme Court has not ruled on all such issues but has generally held that the president’s war-making power does not include the authority to disregard provisions of statutory law, treaties (the Geneva Conventions), and the Constitution.

Civil liberties are not absolute but must be judged in the context of other considerations (such as national security or public safety) and against one another when different rights conflict. The judicial branch of government, particularly the Supreme Court, has taken on much of the responsibility for protecting and interpreting individual rights. The Court’s positions have changed with time and conditions, but the Court is usually more protective of civil liberties than are elected officials or popular majorities.

Explain the causes behind the devolution movement of the latter decades of the twentieth century, and describe the recent developments that have brought about an end to the devolution trend

Overview: Chapter 3

Federalism: Forging a Nation 

Chapter Goals
The chapter addresses the following goals:

  • Define federalism and describe the bargaining process at the Philadelphia convention resulting in its inception.
  • Specify the differences among enumerated, implied, and reserved powers. Explain the purpose underlying this distribution of power.
  • Distinguish among the “necessary and proper,” supremacy, and commerce clauses, explaining how their constitutional interpretations have affected the division of powers in American government.
  • Outline the different stages in the Supreme Court’s interpretation of federalism, referring to its major decisions and their significance.
  • Describe the causes behind the rise in nationalism, such as the nature of interdependency and the cooperative federalism that has resulted.
  • Outline the aspects of fiscal federalism, including the types of grants-in-aid and the influence they can bear on behalf of the federal government.
  • Explain the causes behind the devolution movement of the latter decades of the twentieth century, and describe the recent developments that have brought about an end to the devolution trend.

Focus and Main Points
The author focuses on the issue of federalism: its creation through the Constitution, its evolution during the nation’s history, and its current status.

The main points presented in the chapter are these:

  • The power of government must be equal to its responsibilities. The Constitution was needed because the nation’s preceding system (under the Articles of Confederation) was too weak to accomplish its expected goals, particularly those of a strong defense and an integrated economy.
  • Federalism—the Constitution’s division of governing authority between two levels, nation and states—was the result of political bargaining. Federalism was not a theoretical principle, but rather a compromise made necessary in 1787 by the prior existence of the states.
  • Federalism is not a fixed principle for allocating power between the national and state governments, but rather a principle that has changed over time in response to political needs and partisan ideology. Federalism has passed through several distinct stages in the course of the nation’s history.
  • Contemporary federalism tilts toward national authority, reflecting the increased interdependence of American society.

Chapter Outline
I.   Federalism: National and State Sovereignty

  1. The Argument for Federalism
      1.  Protecting Liberty
      2.  Moderating the Power of Government
      3. The Powers of the Nation and States
        1. Enumerated Powers and the Supremacy Clause
        2. Implied Powers: The Necessary and Proper Clause
        3. Reserved Powers: The States’ Authority
        4. Federalism in Historical Perspective
        5. An Indestructible Union (1789-1865)
          1. The Nationalist View: McCulloch v. Maryland
          2. The States’ Rights View: The Dred Scott Decision
          3. Dual Federalism and Laissez-Faire Capitalism (1865-1937)
            1. The Fourteenth Amendment and State Discretion
            2. Judicial Protection of Business
            3. National Authority Prevails

III.   Contemporary Federalism (Since 1937)

  1. Interdependency and Intergovernmental Relations
    B.   Government Revenues and Intergovernmental Relations
      1.  Fiscal Federalism
      2.  Categorical and Block Grants
      3. Devolution
        1. The Republican Revolution
        2. The Supreme Court’s Contribution to Devolution
        3. Nationalization, the More Powerful Force
        4. The Public’s Influence: Setting the Boundaries of Federal-State Power

Chapter Summary
A foremost characteristic of the American political system is its division of authority between a national government and state governments. The first U.S. government, established by the Articles of Confederation, was essentially a union of the states.

In establishing the basis for a stronger national government, the U.S. Constitution also made provision for safeguarding state interests. The result was the creation of a federal system in which sovereignty was vested in both national and state governments. The Constitution enumerates the general powers of the national government and grants it implied powers through the “necessary and proper” clause. Other powers are reserved to the states by the Tenth Amendment.

From 1789 to 1865, the nation’s survival was at issue. The states found it convenient at times to argue that their sovereignty took precedence over national authority. In the end, it took the Civil War to cement the idea that the United States was a union of people, not of states. From 1865 to 1937, federalism reflected the doctrine that certain policy areas were the exclusive responsibility of the national government, whereas responsibility in other policy areas belonged exclusively to the states. This constitutional position validated the laissez-faire doctrine that big business was largely beyond governmental control. It also allowed the states to discriminate against African Americans in their public policies.

Federalism in a form recognizable today began to emerge in the 1930s. In the areas of commerce, taxation, spending, civil rights, and civil liberties, among others, the federal government now plays an important role, one that is the inevitable consequence of the increasing complexity of American society and the interdependence of its people. National, state, and local officials now work closely together to solve the nation’s problems, a situation known as cooperative federalism. Grants-in-aid from Washington to the states and localities have been the chief instrument of national influence. States and localities have received billions in federal assistance; in accepting federal money, they also have accepted both federal restrictions on its use and the national policy priorities that underlie the granting of the money.

Throughout the nation’s history, the public through its demands on government has influenced the boundaries between federal and state power. The devolutionary trend of the 1990s, for example, was sparked by Americans’ sense that a rollback in federal power was desirable, whereas the subsequent expansion of federal power has been a response to Americans’ concerns about terrorism and economic recovery.

Describe how provisions for majority rule have changed and increased over time, and what role the Progressive movement played in this evolution

Overview: Chapter 2

Constitutional Democracy: Promoting Liberty and Self-Government 

Chapter Goals
The chapter addresses the following goals:

  • Describe the system of checks and balances on the powers of the three branches of American government, and assess its effectiveness in controlling the abuse of political power.
  • Explain and analyze the roots of limited government in America.
  • Compare separation of powers and separated institutions sharing power. Assess why the second, which characterizes the U.S. system, is the more substantial check on political power.
  • Explain what is meant by the term judicial review, and assess its significance in a system based on limited government. Be sure to explain the constitutional significance of Marbury v. Madison.
  • Discuss the distinction the framers made between the terms democracy and republic, and why they considered one preferable over the other.
  • Describe how provisions for majority rule have changed and increased over time, and what role the Progressive movement played in this evolution.
  • Summarize the arguments for and against direct democracy, as compared to an indirect, representative government.
  • Compare and contrast current American constitutional democracy with other political systems, paying special attention to the ways in which the United States is more – or less – democratic.

Focus and Main Points
This chapter describes how the principles of representative government and limited government are embodied in the Constitution and explains the tension between them. The chapter also indicates how these principles have been modified in practice in the course of American history.

The main points presented in this chapter include the following:

  • America during the colonial period developed traditions of limited government and representative government. These traditions were rooted in governing practices, political theory, and cultural values.
  • The Constitution provides for limited government mainly by defining lawful powers and by dividing those powers among competing institutions. The Constitution, with its Bill of Rights, also prohibits government from infringing on individual rights. Judicial review is an additional safeguard.
  • The Constitution in its original form provided for representative government mainly through indirect methods of electing representatives. The framers’ theory of representative government was based on the notion that political power must be separated from immediate popular influences if sound policies are to result.
  • The idea of popular government—in which the majority’s desires have a more direct and immediate impact on governing officials—has gained strength since the nation’s beginning. Originally, the House of Representatives was the only institution subject to direct vote of the people. This mechanism has been extended to other institutions and, through primary elections, even to the nomination of candidates for public office.

Chapter Outline
I.   Before the Constitution: The Colonial and Revolutionary Experiences

  1. The Declaration of Independence
    B.   The Articles of Confederation
    C.   A Nation Dissolving
  2. Negotiating Toward a Constitution
  3. The Great Compromise: A Two-Chamber Congress
    B.   The Three-Fifths Compromise: Issues of Slavery and Trade
    C.   A Strategy for Ratification
    D.   The Ratification Debate
    E.   The Framers’ Goals

III.   Protecting Liberty: Limited Government

  1. Grants and Denials of Power
    B.   Using Power to Offset Power
    C.   Separated Institutions Sharing Power: Checks and Balances
      1. Shared Legislative Powers
      2. Shared Executive Powers
      3. Shared Judicial Powers
      4. The Bill of Rights
        E.   Judicial Review
      5. Providing for Self-Government
      6. Democracy versus Republic
        B.   Limited Popular Rule
        C.   Altering the Constitution: More Power to the People
        1. Jeffersonian Democracy: A Revolution of the Spirit
        2. Jacksonian Democracy: Linking the People and the Presidency
        3. The Progressives: Senate and Primary Elections
        4.  Interpretation of the Constitution
        5. Constitutional Democracy Today

Chapter Summary
The Constitution of the United States is a reflection of the colonial and revolutionary experiences of the early Americans. Freedom from abusive government was the main reason for the colonies’ revolt against British rule, but the English tradition also provided ideas about government, power, and freedom that were expressed in the Constitution and, earlier, in the Declaration of Independence.

The Constitution was designed in part to provide for a limited government in which political power would be confined to proper uses. The framers wanted to ensure that the government they were creating would not itself be a threat to freedom. To this end, they confined the national government to expressly granted powers and also denied it certain specific powers. Other prohibitions on government were later added to the Constitution in the form of stated guarantees of individual liberties in the Bill of Rights. The most significant constitutional provision for limited government, however, was a separation of powers among the three branches. The powers given to each branch enable it to act as a check on the exercise of power by the other two, an arrangement that during the nation’s history has in fact served as a barrier to abuses of power.

The Constitution, however, made no mention of how the powers and limits of government were to be judged in practice. In its historic ruling in Marbury v. Madison, the Supreme Court assumed the authority to review the constitutionality of legislative and executive actions and to declare them unconstitutional and thus invalid.

The framers of the Constitution, respecting the idea of self-government but distrusting popular majorities, devised a system of government that they felt would temper popular opinion and slow its momentum so that the public’s “true interest” (which includes a regard for the rights and interests of the minority) would guide public policy. Different methods were advanced for selecting the president, the members of the House and the Senate, and federal judges as a means of insulating political power against momentary majorities.

Since the adoption of the Constitution, the public gradually has assumed more direct control of its representatives, particularly through measures that affect the way officeholders are chosen. Presidential popular voting (linked to the Electoral College), direct election of senators, and primary elections are among the devices aimed at strengthening the majority’s influence. These developments are rooted in the idea, deeply held by ordinary Americans, that the people must have substantial direct influence over their representatives if government is to serve their interests.